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Before you calculate

Roth Conversion Planning Checklist

Use this educational checklist to prepare calculator inputs, account records, assumptions, and review questions before modeling a Roth conversion. It helps structure a scenario; it does not recommend a conversion.

5 planning areas16 items

Tax Profile

Prepare current-year tax information before entering calculator assumptions.

4 items

Filing status and taxable income

Gather current filing status and estimated taxable income before any Roth conversion amount.

Calculator input: filingStatus

Current taxable income estimate

Prepare a current-year taxable income estimate before adding any modeled Roth conversion income.

Calculator input: currentTaxableIncome

Current age

Confirm current age because penalty modeling can change around age 59 1/2.

Calculator input: age

State tax assumptions

Estimate a state marginal income tax rate or confirm a zero-state-income-tax assumption.

Calculator input: stateMarginalTaxRate

Account Data

Collect account values and basis records that affect taxable conversion estimates.

3 items

Traditional IRA balance

Use a current total traditional IRA balance, including relevant rollover, SEP, or SIMPLE IRA balances if applicable.

Calculator input: traditionalIraBalance

After-tax basis

Gather Form 8606 history or nondeductible contribution records before entering basis.

Calculator input: basis

Planned conversion amount

Enter the gross amount intended to move from pre-tax retirement accounts to Roth IRA for the scenario.

Calculator input: conversionAmount

Conversion Assumptions

Document assumptions that can materially change the projection and break-even estimate.

3 items

Tax payment method

Decide whether taxes are modeled as paid from outside funds, IRA withholding, or unknown.

Calculator input: taxPaymentMethod

Expected annual return

Use a conservative scenario range rather than treating one return assumption as certain.

Calculator input: expectedAnnualReturn

Retirement age and future tax rate

Prepare retirement age and retirement marginal tax rate assumptions for the comparison model.

Calculator input: retirementAge

Model Limits to Review

Identify items the calculator intentionally does not fully model.

3 items

IRMAA, ACA, NIIT, AMT, and credits

Review income-linked effects outside the core calculator before treating a scenario as complete.

RMD and five-year rule timing

Ask a professional whether RMD sequencing or Roth conversion five-year rules affect the scenario.

State-specific rules

Verify state and local tax treatment separately because the calculator uses a user-entered state rate.

Review Plan

Turn calculator output into a professional-review worksheet, not a self-directed recommendation.

3 items

Professional review plan

Plan to share calculator output, assumptions, and tax records with a licensed CPA or qualified advisor.

Save scenarios for comparison

Use copy, PDF, or share-link tools to preserve scenarios for later review.

Record decision separately

Keep the actual decision, professional recommendation, and tax filing results separate from calculator estimates.

Calculator Inputs Covered

filingStatuscurrentTaxableIncomeagestateMarginalTaxRatetraditionalIraBalancebasisconversionAmounttaxPaymentMethodexpectedAnnualReturnretirementAge

This Roth Conversion Calculator is for educational and illustrative purposes only. It does NOT constitute tax, financial, legal, or investment advice. The calculation results are based on the information you provide and the latest IRS tax rules, which are subject to change. We do not guarantee the accuracy of the results. Please consult a licensed Certified Public Accountant (CPA), financial advisor, or tax professional before making any financial decisions.